For starters we’ll guide you through which Forms need to be filled out and submitted to the US Securities and Exchange Commission.
We’ll also make sure you abide by all the Rules and Regulations that you need to stay within in order to maintain your “public” company status.
We’ll help you in many more areas in what could be a very complex and daunting process but it need not be if you partner with us. Below we describe some Forms, Rules and Regulations that may apply to you.
An exemption under Regulation D, allows the issuer to file Form D - a notice of an offering (sale) of securities without registration. Read More....
This form is used to report certain material events which provide investors information to make informed investment decisions. Read More....
Form 8-A requires disclosure of information about securities, dividend and voting rights and any anti-takeover provisions. Read More....
This form is used to record quarterly reports that are required for three of the company’s quarterly periods. Read More....
This form is used to record key parts of the annual report and contains the company’s audited financial statements. Read More....
Registration Statements on Form 10 register a class of securities that will not cause them to become unrestricted. Read More....
This permits a foreign company going public in the US to reduce risk & expenses of reverse merger by using IFRS Read More....
This is a filing used by companies planning on going public to register their securities with the SEC. Read More....
Under the new rules for Rule 506 Offerings, issuers may use general solicitation and advertising in their secu …more
Rule 504 of Regulation D provides an exemption from the registration requirements for some companies they offe …more
Many private companies that go public are opting for the listing on the OTC Market’s Pink Sheets due to the …more
This is the primary anti-fraud provision of the federal securities laws. It was adopted pursuant to Section 10 …more
Regulation D under the Securities Act of 1933, as amended provides exemptions that permit a company to offer …more
Companies may use an exemption under Regulation D to offer and sell securities without having to register t …more
On March 25, 2015, the Securities and Exchange Commission adopted final rules amending Regulation A. The new …more
Regulation A+ expands existing Regulation A. Existing Regulation A provides an existing exemption from regis …more
